Filing Details

Accession Number:
0000899243-19-022764
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-04 18:11:39
Reporting Period:
2019-08-30
Accepted Time:
2019-09-04 18:11:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1718512 Gates Industrial Corp Plc GTES () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070844 A Stephen Schwarzman C/O The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1393818 Blackstone Group Inc 345 Park Avenue
New York NY 10154
No No Yes No
1404073 L.p. Iii Holdings Blackstone C/O The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1478809 L.p. Gp Iii Holdings Blackstone C/O The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1478815 L.l.c. Management Gp Iii Holdings Blackstone C/O The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1728667 L.l.c. Gp Bto C/O The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1728822 Ltd. (Cayman) Associates Lr Opportunities Tactical Blackstone C/O The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-08-30 45,000 $8.75 1,161,708 No 4 P Indirect See Footnotes
Ordinary Shares Acquisiton 2019-09-03 72,000 $8.49 1,233,708 No 4 P Indirect See Footnotes
Ordinary Shares Acquisiton 2019-09-04 45,100 $8.91 1,278,808 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 112,216,476 Indirect See Footnotes
Ordinary Shares 108,509,467 Indirect See Footnotes
Ordinary Shares 371,540 Indirect See Footnotes
Ordinary Shares 22,887,900 Indirect See Footnotes
Footnotes
  1. These Ordinary Shares may be evidenced by Depositary Receipts.
  2. Reflects securities held directly by Omaha Aggregator (Cayman) L.P.
  3. Reflects securities held directly by Blackstone Capital Partners (Cayman) VI L.P.
  4. Reflects securities held directly by Blackstone GTS Co-Invest L.P.
  5. Reflects securities held directly by Blackstone Family Investment Partnership (Cayman) VI-ESC L.P.
  6. The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.
  7. Reflects securities held directly by BTO Omaha Holdings L.P. The general partner of BTO Omaha Holdings L.P. is BTO Omaha Manager L.L.C. The managing member of BTO Omaha Manager L.L.C. is Blackstone Tactical Opportunities Management Associates (Cayman) L.P. The general partners of Blackstone Tactical Opportunities Management Associates (Cayman) L.P. are BTO GP L.L.C. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.
  8. Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
  9. Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
  10. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
  11. Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.64 to $8.82, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the ranges set forth in footnotes 12 through 14 to this Form 4.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.37 to $8.62, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.655 to $9.00, inclusive.