Filing Details
- Accession Number:
- 0001567619-19-017884
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-04 16:29:27
- Reporting Period:
- 2019-08-30
- Accepted Time:
- 2019-09-04 16:29:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1519401 | Regional Management Corp. | RM | () | NJ |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 927942 | D Bennett Lindenbaum | Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 927943 | A Matthew Lindenbaum | Basswood Capital Management L.l.c. 645 Madison Avenue 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1085393 | Basswood Capital Management, L.l.c. | 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1085394 | Basswood Opportunity Partners, L.p. | Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1269757 | Basswood Opportunity Fund Inc | Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1519641 | Basswood Financial Fund, L.p. | Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1525955 | Basswood Enhanced Long Short Fund Lp | Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1538637 | Basswood Financial Long Only Fund, L.p. | Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1541970 | Basswood Enhanced Long Short Gp, Llc | Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1576092 | Basswood Financial Fund, Inc. | Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 Per Share ("Common Stock") | Acquisiton | 2019-08-30 | 13,013 | $25.88 | 311,635 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2019-08-30 | 1,712 | $25.88 | 41,186 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2019-08-30 | 4,994 | $25.88 | 125,722 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Disposition | 2019-08-30 | 75,000 | $25.85 | 131,822 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Acquisiton | 2019-08-30 | 52,567 | $25.88 | 750,188 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2019-08-30 | 863 | $25.88 | 22,051 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2019-08-30 | 1,851 | $25.88 | 41,355 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,056 | Indirect | See footnotes |
Footnotes
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
Billionaire Hedge Funds
