Filing Details
- Accession Number:
- 0001127602-19-027853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-04 16:03:45
- Reporting Period:
- 2019-08-30
- Accepted Time:
- 2019-09-04 16:03:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754406 | Julian Nebreda | 4300 Wilson Blvd. Arlington VA 22203 | Svp, Andes Sbu President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-08-30 | 6,000 | $15.25 | 35,314 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-08-30 | 12,864 | $12.18 | 48,178 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-08-30 | 12,864 | $15.24 | 35,314 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-30 | 12,864 | $0.00 | 12,864 | $12.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,284 | Indirect | by 401(k) |
Footnotes
- Since the last Form 4 filing on February 26, 2019, the reporting person acquired 440 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated September 3, 2019.
- This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on February 19, 2011, the second installment vested on February 19, 2012 and the final installment vested on February 19, 2013.