Filing Details
- Accession Number:
- 0001410636-19-000152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-04 14:50:43
- Reporting Period:
- 2019-08-30
- Accepted Time:
- 2019-09-04 14:50:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430106 | Walter Lynch | 1 Water Street Camden NJ 08102-1658 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-30 | 6,908 | $52.75 | 113,574 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-30 | 6,908 | $126.91 | 106,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-08-30 | 6,908 | $0.00 | 6,908 | $52.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,454 | 2021-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 17, 2015 and representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
- A prior exercise of 10,000 shares underlying this option was previously reported.
Billionaire Hedge Funds
