Home > Insider Trading > Filing (0001225208-19-012103)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
923738	R Charles Schwab	211 Main Street San Francisco CA 94105	Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-03	82,612	$17.38	76,628,973	No	4	M	Indirect	by Trust
Common Stock	Disposition	2019-09-03	82,612	$38.02	76,546,361	No	4	S	Indirect	by Trust
Common Stock	Acquisiton	2019-09-04	22,810	$17.38	76,569,171	No	4	M	Indirect	by Trust
Common Stock	Disposition	2019-09-04	22,810	$38.47	76,546,361	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2019-09-03	82,612	$0.00	82,612	$17.38
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2019-09-04	22,810	$0.00	22,810	$17.38

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
233,654	2010-11-02	2019-11-02	No	4	M	Direct
210,844	2010-11-02	2019-11-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	44,025	Indirect	by 188 Corp
Common Stock	32,609,941	Indirect	by Limited Partnership
Common Stock	18,175,245	Indirect	by Spouse as Trustee

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019.
This transaction was executed in multiple trades at prices ranging from $38.00 to $38.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $38.33 to 38.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.