Filing Details
- Accession Number:
- 0000899243-19-022668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-03 16:28:35
- Reporting Period:
- 2019-08-29
- Accepted Time:
- 2019-09-03 16:28:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1675033 | Great Elm Capital Corp. | GECC | () | 812621577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1715823 | M Adam Kleinman | C/O Great Elm Capital Corp. 800 South Street, Suite 230 Waltham MA 02453 | Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-29 | 350 | $8.17 | 25,350 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-08-30 | 369 | $8.25 | 25,719 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |