Filing Details

Accession Number:
0001287032-19-000293
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-03 16:08:38
Reporting Period:
2019-08-29
Accepted Time:
2019-09-03 16:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry 10 East 40Th Street, 42Nd Floor
New York NY 10016
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-29 139,761 $6.40 39,460,914 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 180,385 Indirect By Spouse