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Filing Details

Accession Number:: 0001061434-19-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-03 09:37:55
Reporting Period:: 2019-08-29

Accepted Time:: 2019-09-03 09:37:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1061434	F James Getz	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-29	12,500	$19.80	324,673	No	4	P	Indirect	By Getz Enterprises, L.P.
Common Stock	Acquisiton	2019-08-30	12,500	$19.76	337,173	No	4	P	Indirect	By Getz Enterprises, L.P.
Common Stock	Disposition	2019-08-29	5,110	$0.00	135,508	No	5	G	Indirect	By Stephens Inc. FBO James F. Getz Individual Retirement Account

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Getz Enterprises, L.P.
No	4	P	Indirect	By Getz Enterprises, L.P.
No	5	G	Indirect	By Stephens Inc. FBO James F. Getz Individual Retirement Account

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	368,944	Direct
Common Stock	549,210	Direct

Footnotes

The price reported in Column 4 is the weighted average price of the trades on August 29, 2019. The shares were purchased in multiple transactions at prices ranging from $19.69 to $19.84 per share. The Reporting Person undertakes to provide to TriState Capital Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The Reporting Person previously filed a Form 4 on August 28, 2019 that reported the open-market purchase of shares on August 27 and August 28, 2019. Footnotes 1 and 3 of that filing inadvertently referred to the transactions as sales instead of purchases. These transactions were purchases, as reflected in the reporting of such transactions in Table I to the Form 4, and the shares held reported herein include the shares acquired in such purchases.
The Reporting Person is the general partner of this entity.
The price reported in Column 4 is the weighted average price of the trades on August 30, 2019. The shares were purchased in multiple transactions at prices ranging from $19.58 to $19.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The transaction represents a gift of shares of the Issuer's common stock held through the Reporting Person's individual retirement account.
The Reporting Person is the beneficiary of this account.
Owned by the Reporting Person, individually.
Shares held jointly by the Reporting Person and his spouse.