Filing Details
- Accession Number:
- 0001225208-19-011997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-30 16:06:15
- Reporting Period:
- 2019-08-28
- Accepted Time:
- 2019-08-30 16:06:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209904 | C William Lucia | 5615 High Point Drive Irving TX 75038 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-28 | 29,046 | $13.94 | 172,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-28 | 29,046 | $37.06 | 143,332 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-29 | 2,529 | $13.94 | 145,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-29 | 2,529 | $37.10 | 143,332 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-30 | 430 | $13.94 | 143,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-30 | 430 | $37.00 | 143,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2019-08-28 | 29,046 | $0.00 | 29,046 | $13.94 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2019-08-29 | 2,529 | $0.00 | 2,529 | $13.94 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2019-08-30 | 430 | $0.00 | 430 | $13.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,959 | 2023-03-01 | No | 4 | M | Direct | |
| 430 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2023-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 636,191 | Indirect | By Lucia Family Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.34, inclusive.
- These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 779,523 shares following the transactions reported on this Form 4.
- The option vested in three equal installments on March 2, 2017, 2018 and 2019.
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