Filing Details
- Accession Number:
- 0001209191-19-047810
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-30 14:12:59
- Reporting Period:
- 2019-08-29
- Accepted Time:
- 2019-08-30 14:12:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822370 | Emmaus Life Sciences Inc. | EMMA | Services-Misc Health & Allied Services, Nec (8090) | 870419387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517691 | Yutaka Niihara | 21250 Hawthorne Blvd. Suite 800 Torrance CA 90503 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 600 | $3.06 | 11,101 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 100 | $3.09 | 11,201 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 500 | $3.11 | 11,701 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 200 | $3.12 | 11,901 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 200 | $3.13 | 12,101 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 1,400 | $3.14 | 13,501 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 600 | $3.15 | 14,101 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 1,300 | $3.15 | 15,401 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 300 | $3.16 | 15,701 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 300 | $3.16 | 16,001 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 800 | $3.17 | 16,801 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 2,500 | $3.17 | 19,301 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 2,000 | $3.18 | 21,301 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 900 | $3.18 | 22,201 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 100 | $3.19 | 22,301 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 400 | $3.20 | 22,701 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 500 | $3.21 | 23,201 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 470 | $3.22 | 23,671 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 200 | $3.23 | 23,871 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 1,100 | $3.24 | 24,971 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 3,100 | $3.25 | 28,071 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 600 | $3.26 | 28,671 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 1,630 | $3.27 | 30,301 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 100 | $3.28 | 30,401 | No | 4 | P | Indirect | By Soomi Niihara |
Common Stock, $0.001 Par Value | Acquisiton | 2019-08-29 | 100 | $3.30 | 30,501 | No | 4 | P | Indirect | By Soomi Niihara |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
No | 4 | P | Indirect | By Soomi Niihara |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 10,221,626 | Direct | |
Common Stock, $0.001 Par Value | 92,794 | Indirect | By Hope International Hospice, Inc. |
Common Stock, $0.001 Par Value | 46,446 | Indirect | As custodian |
Footnotes
- The shares shown and all other shares shown in this Report as owned directly include shares owned jointly with Soomi Niihara, the reporting person's wife.
- Hope International Hospice, Inc, is a California corporation of which Dr. Niihara and his wife are the sole shareholders and directors.
- The shares shown are held by Dr. Niihara as custodian for the benefit of his adult children. Dr. Niihara disclaims beneficial ownership of such shares. The inclusion in this Report of such shares shall not be deemed an admission that Dr. Niihara is the beneficial owners of such shares for purposes of Section 16 or for any other purpose.