Filing Details
- Accession Number:
- 0001567619-19-017679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-29 16:23:50
- Reporting Period:
- 2019-08-27
- Accepted Time:
- 2019-08-29 16:23:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612143 | Jude Paul Tonna | 69 Chichester Road Huntington NY 11743 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-27 | 35,000 | $0.28 | 71,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-08-28 | 35,000 | $0.27 | 106,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $0.75 | 2024-06-27 | 15,000 | 15,000 | Direct | |
| Common Stock | Option | $0.75 | 2024-10-23 | 25,000 | 25,000 | Direct | |
| Common Stock | Option | $0.75 | 2025-09-04 | 60,000 | 60,000 | Direct | |
| Common Stock | Option | $0.75 | 2026-06-10 | 64,000 | 64,000 | Direct | |
| Common Stock | Warrant | $4.00 | 2017-03-01 | 2022-03-01 | 30,000 | 30,000 | Direct |
| Common Stock | Stock Option | $0.75 | 2027-06-23 | 125,000 | 125,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2028-10-29 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-06-27 | 15,000 | 15,000 | Direct |
| 2024-10-23 | 25,000 | 25,000 | Direct |
| 2025-09-04 | 60,000 | 60,000 | Direct |
| 2026-06-10 | 64,000 | 64,000 | Direct |
| 2022-03-01 | 30,000 | 30,000 | Direct |
| 2027-06-23 | 125,000 | 125,000 | Direct |
| 2028-10-29 | 75,000 | 75,000 | Direct |
Footnotes
- The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.
- The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.
- The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.
- The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.
- The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.
- The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.
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