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Home > Insider Trading > Filing (0001104659-19-047767)

Filing Details

Accession Number:: 0001104659-19-047767
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-28 17:53:42
Reporting Period:: 2019-08-26

Accepted Time:: 2019-08-28 17:53:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1192448	Glaukos Corp	GKOS	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1705850	E Joseph Gilliam	C/O Glaukos Corporation, 229 Avenida Fabricante San Clemente CA 92672	Cfo, Svp Corporate Development	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-26	4,631	$30.92	52,159	No	4	M	Direct
Common Stock	Disposition	2019-08-26	4,631	$59.16	47,528	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2019-08-26	4,631	$0.00	4,631	$30.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
41,818		2028-03-14	No	4	M	Direct

Footnotes

Includes 37,853 restricted stock units that have not yet vested or been delivered to the Reporting Person.
These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.