Filing Details

Accession Number:
0000009984-19-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-28 16:11:01
Reporting Period:
2019-08-26
Accepted Time:
2019-08-28 16:11:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007661 O Thomas Barnes Barnes Group Inc.
123 Main Street
Bristol CT 06010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-26 45 $43.15 160,704 No 4 S Indirect Trust #42-01-102-8550720 (3E)
Common Stock Disposition 2019-08-26 340 $43.15 480,528 No 4 S Indirect Trust #42-01-102-8550719 (4E)
Common Stock Disposition 2019-08-26 60 $43.15 410,276 No 4 S Indirect Trust #42-01-102-8546558 (5E/5W)
Common Stock Disposition 2019-08-26 20 $43.15 83,758 No 4 S Indirect Trust #42-01-102-8550713 (6E/7W)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust #42-01-102-8550720 (3E)
No 4 S Indirect Trust #42-01-102-8550719 (4E)
No 4 S Indirect Trust #42-01-102-8546558 (5E/5W)
No 4 S Indirect Trust #42-01-102-8550713 (6E/7W)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 383,508 Direct
Common Stock 4,386 Indirect By my wife
Common Stock 39,116 Indirect Trust #42-01-102-8546568
Common Stock 412,516 Indirect Trust #42-01-102-8546559 (1E)
Common Stock 75,763 Indirect Trust #42-01-102-8550714 (2E)
Common Stock 69,051 Indirect Trust #42-01-102-2549053
Footnotes
  1. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
  2. Includes 34,002 shares previously owned indirectly through Barnes Group's 401(k) plan.
  3. Includes a balance of 864 Restricted Stock Units granted 2/13/2019, that are subject to forfeiture if certain events occur.