Filing Details
- Accession Number:
- 0001127602-19-027517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-28 16:05:08
- Reporting Period:
- 2019-08-26
- Accepted Time:
- 2019-08-28 16:05:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72741 | Eversource Energy | ES | Electric Services (4911) | 042147929 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1674360 | J Philip Lembo | C/O Eversource Energy 300 Cadwell Drive Springfield MA 01104 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 1,256 | $79.61 | 40,699 | No | 4 | S | Direct | |
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 373 | $0.00 | 40,326 | No | 5 | G | Direct | |
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 373 | $0.00 | 39,953 | No | 5 | G | Direct | |
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 373 | $0.00 | 39,580 | No | 5 | G | Direct | |
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 125 | $0.00 | 39,455 | No | 5 | G | Direct | |
| Common Shares, $5.00 Par Value | Acquisiton | 2019-08-26 | 125 | $0.00 | 125 | No | 5 | G | Indirect | Lembo Charitable Trust |
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 3 | $0.00 | 39,452 | No | 5 | G | Direct | |
| Common Shares, $5.00 Par Value | Acquisiton | 2019-08-26 | 3 | $0.00 | 535 | No | 5 | G | Indirect | Custodial Account for grandchild |
| Common Shares, $5.00 Par Value | Disposition | 2019-08-26 | 3,094 | $79.94 | 0 | No | 4 | I | Indirect | 401K Plan (Trustee) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Lembo Charitable Trust |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Custodial Account for grandchild |
| No | 4 | I | Indirect | 401K Plan (Trustee) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 Par Value | Phantom Shares | Disposition | 2019-08-26 | 4,080 | $79.94 | 4,080 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | I | Direct |
Footnotes
- The price in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $79.605 and $79.611. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at the prices set forth above.
- Includes restricted share units and dividend equivalents thereon.
- Bona fide gift to family charitable trust for which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.
- Represents shares held by a family charitable trust for the benefit of certain members of the reporting person's family, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.
- Bona fide gift to custodial account for which the reporting person is the custodian. The reporting person disclaims beneficial ownership of these securities.
- These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
- Reporting person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.
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