Filing Details
- Accession Number:
- 0001567619-19-017623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-28 15:10:04
- Reporting Period:
- 2019-08-27
- Accepted Time:
- 2019-08-28 15:10:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357411 | P Daniel Reininga | C/O 31 East Fourth Street Dunkirk NY 14048 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-27 | 773 | $7.88 | 34,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-27 | 773 | $15.00 | 34,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-08-27 | 773 | $0.00 | 773 | $7.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,000 | 2020-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,000 | Indirect | By Trust |
| Common Stock | 6,000 | Indirect | By GH Graf Realty Corp. |
| Common Stock | 900 | Indirect | By Spouse |
| Common Stock | 3,993 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $14.38 | 2026-10-21 | 30,800 | 30,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-10-21 | 30,800 | 30,800 | Direct |
Footnotes
- These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
- Stock options vest at a rate of 20% per year commencing on October 21, 2017.
- Options are fully vested.
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