Home > Insider Trading > Filing (0001515156-19-000088)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1515156	Advanced Emissions Solutions Inc.	ADES	Miscellaneous Chemical Products (2890)	275472457

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1641604	Alta Fundamental Advisers Llc	777 Third Avenue Suite 19A New York NY 10017		Yes	No	No	No
1666423	Alta Fundamental Advisers Sp Llc	777 Third Avenue Suite 19A New York NY 10017		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-23	19,000	$12.43	1,480,670	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2019-08-26	6,747	$12.44	1,487,417	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.