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Home > Insider Trading > Filing (0001406666-19-000102)

Filing Details

Accession Number:: 0001406666-19-000102
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-27 18:25:37
Reporting Period:: 2019-08-23

Accepted Time:: 2019-08-27 18:25:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1406666	Calix Inc	(CALX)	Communications Services, Nec (4899)	680438710

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626681	Daniel J Plants	C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-23	29,500	$5.89	1,393,282	No	4	P	Indirect	Owned by Voce Capital Management LLC
Common Stock	Acquisiton	2019-08-26	14,346	$5.88	1,407,628	No	4	P	Indirect	Owned by Voce Capital Management LLC
Common Stock	Acquisiton	2019-08-27	16,279	$5.84	1,423,907	No	4	P	Indirect	Owned by Voce Capital Management LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Owned by Voce Capital Management LLC
No	4	P	Indirect	Owned by Voce Capital Management LLC
No	4	P	Indirect	Owned by Voce Capital Management LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	48,734	Direct

Footnotes

Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Amount of securities beneficially owned includes 21,148 unvested restricted stock units.