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Home > Insider Trading > Filing (0001567619-19-017607)

Filing Details

Accession Number:: 0001567619-19-017607
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-27 17:23:12
Reporting Period:: 2019-08-27

Accepted Time:: 2019-08-27 17:23:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505497	Biorestorative Therapies Inc.	BRTX	Services-Misc Health & Allied Services, Nec (8090)	911835664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1756228	Lance Alstodt	C/O Biorestorative Therapies, Inc. 40 Marcus Drive, Suite 1 Melville NY 11747	Evp And Chief Strategy Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-27	100	$0.26	10,100	No	4	P	Direct
Common Stock	Acquisiton	2019-08-27	3,700	$0.27	13,800	No	4	P	Direct
Common Stock	Acquisiton	2019-08-27	6,200	$0.28	20,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$0.75		2028-10-15	500,000	500,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-10-15	500,000	500,000	Direct

Footnotes

The option vests to the extent of 100,000 shares as of October 15, 2018, 150,000 shares upon the earlier of October 15, 2019 or the date on which the initial patient recruitment for the Company's Phase II lumbar clinical trial occurs, and 250,000 shares as of October 15, 2020.