Filing Details
- Accession Number:
- 0001127602-19-027422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-26 19:34:08
- Reporting Period:
- 2019-08-22
- Accepted Time:
- 2019-08-26 19:34:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211060 | Peter Thiel | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-08-22 | 16,840 | $0.00 | 16,840 | No | 4 | C | Indirect | By The Founders Fund IV, LP |
Class A Common Stock | Disposition | 2019-08-22 | 1,968 | $180.71 | 14,872 | No | 4 | S | Indirect | By The Founders Fund IV, LP |
Class A Common Stock | Disposition | 2019-08-22 | 7,343 | $181.48 | 7,529 | No | 4 | S | Indirect | By The Founders Fund IV, LP |
Class A Common Stock | Disposition | 2019-08-22 | 4,274 | $182.28 | 3,255 | No | 4 | S | Indirect | By The Founders Fund IV, LP |
Class A Common Stock | Disposition | 2019-08-22 | 3,028 | $183.56 | 227 | No | 4 | S | Indirect | By The Founders Fund IV, LP |
Class A Common Stock | Disposition | 2019-08-22 | 227 | $184.04 | 0 | No | 4 | S | Indirect | By The Founders Fund IV, LP |
Class A Common Stock | Acquisiton | 2019-08-22 | 5,406 | $0.00 | 5,406 | No | 4 | C | Indirect | By The Founders Fund IV Principals Fund, LP |
Class A Common Stock | Disposition | 2019-08-22 | 632 | $180.71 | 4,774 | No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
Class A Common Stock | Disposition | 2019-08-22 | 2,357 | $181.48 | 2,417 | No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
Class A Common Stock | Disposition | 2019-08-22 | 1,372 | $182.28 | 1,045 | No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
Class A Common Stock | Disposition | 2019-08-22 | 972 | $183.56 | 73 | No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
Class A Common Stock | Disposition | 2019-08-22 | 73 | $184.04 | 0 | No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By The Founders Fund IV, LP |
No | 4 | S | Indirect | By The Founders Fund IV, LP |
No | 4 | S | Indirect | By The Founders Fund IV, LP |
No | 4 | S | Indirect | By The Founders Fund IV, LP |
No | 4 | S | Indirect | By The Founders Fund IV, LP |
No | 4 | S | Indirect | By The Founders Fund IV, LP |
No | 4 | C | Indirect | By The Founders Fund IV Principals Fund, LP |
No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
No | 4 | S | Indirect | By The Founders Fund IV Principals Fund, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2019-08-22 | 16,840 | $0.00 | 16,840 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2019-08-22 | 5,406 | $0.00 | 5,406 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,948 | Direct | |
Class A Common Stock | 53,602 | Indirect | By Rivendell One LLC |
Footnotes
- The reporting person is one of the Managers of The Founders Fund IV Management, LLC ("FF IV Management"), which is the General Partner of The Founders Fund IV, LP ("FF IV"), although he disclaims voting and investment power over the securities held by FF IV. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.98 to $180.935 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.98 to $181.97 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.985 to $182.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.005 to $183.94 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.025 to $184.045 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person is one of the Managers of FF IV Management, which is the General Partner of The Founders Fund IV Principals Fund, LP ("FFIVPF"), although he disclaims voting and investment power over the securities held by FFIVPF. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.98 to $180.935 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.98 to $181.97 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.985 to $182.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.005 to $183.94 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.025 to $184.045 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person is the beneficial owner of Rivendell One LLC ("Rivendell"), and has sole voting and investment power over the securities held by Rivendell.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.