Home > Insider Trading > Filing (0001737534-19-000025)

Filing Details

Accession Number:: 0001737534-19-000025
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-26 18:00:48
Reporting Period:: 2019-08-23

Accepted Time:: 2019-08-26 18:00:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366561	Smartsheet Inc	SMAR	Services-Prepackaged Software (7372)	202954357

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1737534	Kara Hamilton	C/O Smartsheet Inc. 10500 Ne 8Th St., Suite 1300 Bellevue WA 98004	Chief People & Culture Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-08-23	2,083	$0.00	2,899	No	4	C	Direct
Class A Common Stock	Acquisiton	2019-08-23	5,417	$0.00	8,316	No	4	C	Direct
Class A Common Stock	Disposition	2019-08-23	7,500	$51.72	816	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy Class B Common Stock)	Disposition	2019-08-23	2,083	$0.00	2,083	$2.46
Class A Common Stock	Class B Common Stock	Acquisiton	2019-08-23	2,083	$0.00	2,083	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-08-23	2,083	$0.00	2,083	$0.00
Class B Common Stock	Stock Option (right to buy Class B Common Stock)	Disposition	2019-08-23	5,417	$0.00	5,417	$3.73
Class A Common Stock	Class B Common Stock	Acquisiton	2019-08-23	5,417	$0.00	5,417	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-08-23	5,417	$0.00	5,417	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,011	2026-03-30	No	4	M	Direct
2,083		No	4	M	Direct
0		No	4	C	Direct
49,583	2027-03-16	No	4	M	Direct
5,417		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the options listed in Table II.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
The option vested as to 25% of the total shares on February 1, 2017 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.
The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.
The option vested as to 25% of the total shares on February 1, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.