Filing Details
- Accession Number:
- 0001179110-19-009832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-26 15:50:51
- Reporting Period:
- 2019-08-22
- Accepted Time:
- 2019-08-26 15:50:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392991 | D Edwin Johnson | 25 Greens Hill Lane C/O Casella Waste Systems, Inc. Rutland VT 05701 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-08-22 | 68,401 | $5.71 | 414,545 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-22 | 68,401 | $46.04 | 338,844 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-08-22 | 27,064 | $0.00 | 27,064 | $5.71 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-08-22 | 41,337 | $0.00 | 41,377 | $5.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-31 | 2023-12-11 | No | 4 | M | Direct |
| 0 | 2015-12-31 | 2023-12-11 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.00 to $46.145. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
