Filing Details

Accession Number:
0001567619-19-017530
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-23 16:42:47
Reporting Period:
2019-08-22
Accepted Time:
2019-08-23 16:42:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527241 Francisco Silva 40 Marcus Drive
Melville NY 11747
Vp Of Research And Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-22 8,446 $0.23 8,616 No 4 P Indirect IRA
Common Stock Acquisiton 2019-08-22 8,928 $0.28 13,003 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect IRA
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.75 2021-04-04 4,000 4,000 Direct
Common Stock Stock Option $0.75 2011-06-24 2021-06-23 150 150 Direct
Common Stock Stock Option $0.75 2011-11-16 2021-11-15 1,000 1,000 Direct
Common Stock Stock Option $0.75 2022-02-09 2,000 2,000 Direct
Common Stock Stock Option $0.75 2022-05-02 5,500 5,500 Direct
Common Stock Stock Option $0.75 2022-12-07 4,000 4,000 Direct
Common Stock Stock Option $0.75 2023-10-04 5,000 5,000 Direct
Common Stock Stock Option $0.75 2024-02-18 12,500 12,500 Direct
Common Stock Stock Option $0.75 2014-03-12 2024-03-11 2,000 2,000 Direct
Common Stock Stock Option $0.75 2014-04-14 2022-05-02 2,000 2,000 Direct
Common Stock Stock Option $0.75 2024-10-23 37,500 37,500 Direct
Common Stock Stock Option $0.75 2025-09-04 25,000 25,000 Direct
Common Stock Stock Option $0.75 2026-06-10 60,000 60,000 Direct
Common Stock Stock Option $0.75 2027-07-12 80,000 80,000 Direct
Common Stock Stock Option $0.75 2028-10-29 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-04-04 4,000 4,000 Direct
2021-06-23 150 150 Direct
2021-11-15 1,000 1,000 Direct
2022-02-09 2,000 2,000 Direct
2022-05-02 5,500 5,500 Direct
2022-12-07 4,000 4,000 Direct
2023-10-04 5,000 5,000 Direct
2024-02-18 12,500 12,500 Direct
2024-03-11 2,000 2,000 Direct
2022-05-02 2,000 2,000 Direct
2024-10-23 37,500 37,500 Direct
2025-09-04 25,000 25,000 Direct
2026-06-10 60,000 60,000 Direct
2027-07-12 80,000 80,000 Direct
2028-10-29 100,000 100,000 Direct
Footnotes
  1. The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.
  2. The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.
  3. The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.
  4. The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.
  5. The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.
  6. The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.
  7. The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.
  8. The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.
  9. The option is exercisable to the extent of 20,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.
  10. The option is exercisable to the extent of 26,667 shares on each of July 12, 2018 and July 12, 2019, and 26,666 shares on July 12, 2020.
  11. The option is exercisable to the extent of 33,334 shares on October 29, 2019, and 33,333 shares on each of October 29, 2020 and October 29, 2021.