Filing Details
- Accession Number:
- 0001567619-19-017530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-23 16:42:47
- Reporting Period:
- 2019-08-22
- Accepted Time:
- 2019-08-23 16:42:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527241 | Francisco Silva | 40 Marcus Drive Melville NY 11747 | Vp Of Research And Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-22 | 8,446 | $0.23 | 8,616 | No | 4 | P | Indirect | IRA |
| Common Stock | Acquisiton | 2019-08-22 | 8,928 | $0.28 | 13,003 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.75 | 2021-04-04 | 4,000 | 4,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2011-06-24 | 2021-06-23 | 150 | 150 | Direct |
| Common Stock | Stock Option | $0.75 | 2011-11-16 | 2021-11-15 | 1,000 | 1,000 | Direct |
| Common Stock | Stock Option | $0.75 | 2022-02-09 | 2,000 | 2,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2022-05-02 | 5,500 | 5,500 | Direct | |
| Common Stock | Stock Option | $0.75 | 2022-12-07 | 4,000 | 4,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2023-10-04 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2024-02-18 | 12,500 | 12,500 | Direct | |
| Common Stock | Stock Option | $0.75 | 2014-03-12 | 2024-03-11 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option | $0.75 | 2014-04-14 | 2022-05-02 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option | $0.75 | 2024-10-23 | 37,500 | 37,500 | Direct | |
| Common Stock | Stock Option | $0.75 | 2025-09-04 | 25,000 | 25,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2026-06-10 | 60,000 | 60,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2027-07-12 | 80,000 | 80,000 | Direct | |
| Common Stock | Stock Option | $0.75 | 2028-10-29 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-04 | 4,000 | 4,000 | Direct |
| 2021-06-23 | 150 | 150 | Direct |
| 2021-11-15 | 1,000 | 1,000 | Direct |
| 2022-02-09 | 2,000 | 2,000 | Direct |
| 2022-05-02 | 5,500 | 5,500 | Direct |
| 2022-12-07 | 4,000 | 4,000 | Direct |
| 2023-10-04 | 5,000 | 5,000 | Direct |
| 2024-02-18 | 12,500 | 12,500 | Direct |
| 2024-03-11 | 2,000 | 2,000 | Direct |
| 2022-05-02 | 2,000 | 2,000 | Direct |
| 2024-10-23 | 37,500 | 37,500 | Direct |
| 2025-09-04 | 25,000 | 25,000 | Direct |
| 2026-06-10 | 60,000 | 60,000 | Direct |
| 2027-07-12 | 80,000 | 80,000 | Direct |
| 2028-10-29 | 100,000 | 100,000 | Direct |
Footnotes
- The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.
- The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.
- The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.
- The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.
- The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.
- The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.
- The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.
- The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.
- The option is exercisable to the extent of 20,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.
- The option is exercisable to the extent of 26,667 shares on each of July 12, 2018 and July 12, 2019, and 26,666 shares on July 12, 2020.
- The option is exercisable to the extent of 33,334 shares on October 29, 2019, and 33,333 shares on each of October 29, 2020 and October 29, 2021.
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