Filing Details
- Accession Number:
- 0001567619-19-017520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-23 16:08:06
- Reporting Period:
- 2019-08-21
- Accepted Time:
- 2019-08-23 16:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1656634 | Gritstone Oncology Inc. | GRTS | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754287 | Raphael Rousseau | C/O Gritstone Oncology, Inc. 5858 Horton Street, Suite 210 Emeryville CA 94608 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-21 | 10,000 | $0.76 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-08-21 | 10,000 | $10.76 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-21 | 10,000 | $0.00 | 10,000 | $0.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
155,326 | 2018-04-17 | 2027-05-17 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $10.71 to $10.87 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.
- The stock option vests and becomes exercisable with respect to 25% of the total number of shares on April 17, 2018. The remaining shares vest and become exercisable in equal monthly installments over the following 36 months.