Filing Details
- Accession Number:
- 0000045919-19-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-23 15:55:29
- Reporting Period:
- 2019-08-21
- Accepted Time:
- 2019-08-23 15:55:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
45919 | Harte Hanks Inc | HHS | Services-Direct Mail Advertising Services (7331) | 741677284 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1712316 | Jr. Victor Alfred Tobia | 767 Third Avenue, 15Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.00 Par Value | Acquisiton | 2019-08-21 | 17,142 | $2.94 | 93,053 | No | 4 | P | Indirect | By Sidus Double Alpha Fund, L.P. |
Common Stock, $1.00 Par Value | Acquisiton | 2019-08-21 | 6,714 | $2.94 | 36,447 | No | 4 | P | Indirect | By Sidus Investment Partners, L.P. |
Common Stock, $1.00 Par Value | Acquisiton | 2019-08-21 | 8,284 | $2.94 | 44,969 | No | 4 | P | Indirect | By Sidus Double Alpha Fund, Ltd. |
Common Stock, $1.00 Par Value | Acquisiton | 2019-08-21 | 2,862 | $2.94 | 15,531 | No | 4 | P | Indirect | By Managed Account of Sidus Investment Management, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sidus Double Alpha Fund, L.P. |
No | 4 | P | Indirect | By Sidus Investment Partners, L.P. |
No | 4 | P | Indirect | By Sidus Double Alpha Fund, Ltd. |
No | 4 | P | Indirect | By Managed Account of Sidus Investment Management, LLC |
Footnotes
- Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
- Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
- Shares of common stock held in an account for which Sidus Management serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.