Filing Details
- Accession Number:
- 0001716837-19-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-22 20:43:59
- Reporting Period:
- 2019-08-20
- Accepted Time:
- 2019-08-22 20:43:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1741111 | Mai Fyfield | C/O Roku, Inc. 150 Winchester Circle Los Gatos CA 95032 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-08-20 | 4,286 | $35.99 | 5,768 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-20 | 4,286 | $134.49 | 1,482 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-08-20 | 1,482 | $134.49 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2019-08-20 | 4,286 | $35.99 | 4,286 | $35.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,736 | 2028-05-24 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
- 1/36 of the Option vests in equal monthly installments one month from 5/24/2018.
Billionaire Hedge Funds
