Filing Details

Accession Number:
0001179110-19-009767
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-08-22 12:07:28
Reporting Period:
2019-08-08
Accepted Time:
2019-08-22 12:07:28
Original Submission Date:
2019-08-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788611 Sigma Labs Inc. SGLB Miscellaneous Manufacturing Industries (3990) 820404220
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573354 I. Carl Schwartz 3750 Las Vegas Blvd. South
Apt. 4303
Las Vegas NV 89158
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-08 437,567 $0.69 1,937,567 No 4 P Direct
Common Stock Acquisiton 2019-08-09 62,433 $0.75 2,000,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500,000 Direct
Common Stock 400,000 Indirect By Carl I. Schwartz Revocable Family Trust dtd 3/14/19
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants to Purchase Common Stock $1.56 2019-11-08 2024-11-08 200,000 200,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-11-08 200,000 200,000 Indirect
Footnotes
  1. Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.