Filing Details
- Accession Number:
- 0001562180-19-004414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-20 18:04:27
- Reporting Period:
- 2019-08-18
- Accepted Time:
- 2019-08-20 18:04:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192758 | Jane Mary Raymond | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-08-18 | 1,037 | $38.26 | 48,427 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-08-19 | 16,000 | $14.99 | 64,427 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-19 | 16,000 | $39.25 | 48,427 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2019-08-19 | 16,000 | $0.00 | 16,000 | $14.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,000 | 2024-03-20 | No | 4 | M | Direct |
Footnotes
- These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
- Represents the weighted average of multiple sale transactions ranging in price from $39.25 to $39.3080. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- This option has fully vested March 20, 2019.
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