Filing Details
- Accession Number:
- 0001562180-19-004411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-20 17:32:30
- Reporting Period:
- 2019-08-16
- Accepted Time:
- 2019-08-20 17:32:30
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1045862 | D Robert Strain | Ball Corporation 10 Longs Peak Drive Broomfield CO 80021 | Sr. Vp Ballcorp & Pres. Batc | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-16 | 19,700 | $24.54 | 55,103 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-16 | 32,394 | $33.08 | 87,497 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-16 | 21,785 | $79.63 | 65,712 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-16 | 12,065 | $79.63 | 53,647 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-16 | 12,496 | $79.62 | 41,151 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-20 | 5,748 | $79.34 | 35,403 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights (sars) | Disposition | 2019-08-16 | 32,394 | $0.00 | 32,394 | $33.08 |
| Common Stock | Stock Appreciation Rights (sars) | Disposition | 2019-08-16 | 19,700 | $0.00 | 19,700 | $24.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-04 | 2025-02-04 | No | 4 | M | Direct |
| 0 | 2015-01-29 | 2024-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,031 | Indirect | 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $79.54 to $79.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $79.19 to $79.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.
Billionaire Hedge Funds
