Filing Details
- Accession Number:
- 0000807249-19-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-20 16:07:42
- Reporting Period:
- 2019-08-19
- Accepted Time:
- 2019-08-20 16:07:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1642122 | Associated Capital Group Inc. | AC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Executive Chairman | No | No | No | No |
1238894 | Ggcp, Inc. | 140 Greenwich Avenue Greenwich CT 06830 | No | No | No | No | |
1493460 | Ggcp Holdings Llc | 140 Greenwich Avenue Greenwich CT 06830 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-08-19 | 195 | $36.36 | 15,710 | No | 4 | P | Indirect | By: GGCP, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: GGCP, Inc. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 18,765,673 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 18,765,673 | Indirect |
Footnotes
- The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
- Mario J. Gabelli is the Executive Chairman of Associated Capital Group, Inc. ("AC") and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 341,932 shares of the Issuer's Class B Common Stock directly.