Filing Details

Accession Number:
0001675689-19-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-20 14:03:40
Reporting Period:
2019-08-16
Accepted Time:
2019-08-20 14:03:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098151 Fidelity D & D Bancorp Inc FDBC National Commercial Banks (6021) 233017653
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639793 Jr J Michael Pacyna 202 Whitetail Ln
Clarks Summit PA 18411
Evp & Cbdo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-16 1,195 $0.00 3,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $0.00 9,791 9,791 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
9,791 9,791 Direct
Footnotes
  1. Sales occurred on 8/16/2019, 8/19/2019 and 8/20/2019
  2. 8/16/2019- 97 shares at $59.85/share, 2 shares at $59.71/share, 100 shares at $59.64/share and 201 shares at $59.60/share. 8/19/2019- 300 shares at $60.00/share. 8/20/19- 100 shares at $59.70/share, 10 shares at $59.90/share, 100 shares at $59.85/share, 190 shares at $59.75/share and 95 shares at $59.60/share.
  3. 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
  4. The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.
  5. The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and2/4/2029 for the 2019 grant.