Filing Details
- Accession Number:
- 0001654954-19-009789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 21:34:46
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-19 21:34:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596961 | Rumbleon Inc. | RMBL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461836 | John Denmar Dixon | C/O Rumbleon, Inc. 1350 Lakeshore Drive, Suite 160 Coppell TX 75019 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2019-08-15 | 17,000 | $0.00 | 187,500 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2019-08-16 | 47,000 | $3.76 | 234,500 | No | 4 | P | Direct | |
| Class B Common Stock | Acquisiton | 2019-08-16 | 250 | $3.72 | 1,250 | No | 4 | P | Indirect | see footnore |
| Class B Common Stock | Acquisiton | 2019-08-19 | 250 | $3.82 | 1,500 | No | 4 | P | Indirect | see footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | see footnore |
| No | 4 | P | Indirect | see footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units | Disposition | 2019-08-15 | 17,000 | $0.00 | 17,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 12,750 | Indirect | see footnote |
| Class B Common Stock | 1,052,829 | Indirect | see footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units | $0.00 | 17,500 | 17,500 | Direct | ||
| Class B Common Stock | Restricted Stock Units | $0.00 | 35,000 | 35,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 17,500 | 17,500 | Direct | |
| 35,000 | 35,000 | Direct |
Footnotes
- Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.
- Includes 52,811 shares held in a joint account with the Reporting Person's spouse.
- Represents the weighted average purchase price of the shares purchased ranging from a low of $3.64 to a high of $3.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Represents the weighted average purchase price of the shares purchased ranging from a low of $3.68 to a high of $3.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Represents shares owned by the Reporting Person's son.
- Represents shares owned by the Reporting Person's spouse.
- Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
- Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.
- These RSUs were granted on June 25, 2018.
- The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
- These RSUs were granted on March 31, 2017.
- These RSUs were granted on June 3, 2019
- The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.
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