Filing Details
- Accession Number:
- 0001127602-19-027022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 19:40:09
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-19 19:40:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374545 | R Andrew Jassy | P.o. Box 81226 Seattle WA 98108-1226 | Ceo Amazon Web Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 1,139 | $0.00 | 93,753 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 2,434 | $0.00 | 96,187 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 4,500 | $0.00 | 100,687 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 200 | $1,768.36 | 100,487 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 400 | $1,770.37 | 100,087 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 300 | $1,771.48 | 99,787 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 500 | $1,772.81 | 99,287 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 300 | $1,774.03 | 98,987 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 300 | $1,775.54 | 98,687 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 200 | $1,776.37 | 98,487 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 1 | $1,777.20 | 98,486 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 301 | $1,778.61 | 98,185 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 328 | $1,780.19 | 97,857 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 300 | $1,782.69 | 97,557 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 100 | $1,787.05 | 97,457 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 1,139 | $0.00 | 1,139 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 2,434 | $0.00 | 2,434 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 4,500 | $0.00 | 4,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,056 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
| 4,868 | 2018-05-15 | 2020-02-15 | No | 4 | M | Direct |
| 21,000 | 2019-05-15 | 2023-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 490 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,768.58 and the lowest price at which shares were sold was $1,768.13.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,770.76 and the lowest price at which shares were sold was $1,770.01.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,771.75 and the lowest price at which shares were sold was $1,771.14.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,773.26 and the lowest price at which shares were sold was $1,772.60.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,774.38 and the lowest price at which shares were sold was $1,773.81.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,775.87 and the lowest price at which shares were sold was $1,775.15.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,776.58 and the lowest price at which shares were sold was $1,776.15.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,779.05 and the lowest price at which shares were sold was $1,778.28.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,780.70 and the lowest price at which shares were sold was $1,779.89.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,783.03 and the lowest price at which shares were sold was $1,782.05.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.
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