Filing Details
- Accession Number:
- 0001127602-19-027014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 18:27:41
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-19 18:27:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557979 | David Zapolsky | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 1,051 | $0.00 | 3,749 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 713 | $0.00 | 4,462 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 100 | $1,767.30 | 4,362 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 200 | $1,768.62 | 4,162 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 100 | $1,777.30 | 4,062 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 200 | $1,779.94 | 3,862 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 180 | $1,781.09 | 3,682 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 100 | $1,787.58 | 3,582 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 1,051 | $0.00 | 1,051 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 713 | $0.00 | 713 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,102 | 2015-05-15 | 2020-02-15 | No | 4 | M | Direct |
| 11,175 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,767.38 and the lowest price at which shares were sold was $1,767.13.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,769.11 and the lowest price at which shares were sold was $1,768.13.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,780.04 and the lowest price at which shares were sold was $1,779.84.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
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