Filing Details
- Accession Number:
- 0001127602-19-027009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 18:14:12
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-19 18:14:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397333 | Shelley Reynolds | P.o. Box 81226 Seattle WA 98108-1226 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 318 | $0.00 | 6,307 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-08-15 | 61 | $0.00 | 6,368 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 30 | $1,768.96 | 6,338 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 50 | $1,770.58 | 6,288 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 30 | $1,771.48 | 6,258 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 20 | $1,772.23 | 6,238 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 40 | $1,773.59 | 6,198 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 20 | $1,774.72 | 6,178 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 40 | $1,776.26 | 6,138 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 40 | $1,777.53 | 6,098 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 49 | $1,778.62 | 6,049 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 20 | $1,780.88 | 6,029 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 10 | $1,782.00 | 6,019 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 20 | $1,783.52 | 5,999 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-08-15 | 10 | $1,785.25 | 5,989 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 318 | $0.00 | 318 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-08-15 | 61 | $0.00 | 61 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 636 | 2015-05-15 | 2020-02-15 | No | 4 | M | Direct |
| 2,181 | 2018-05-15 | 2022-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 133 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,769.12 and the lowest price at which shares were sold was $1,768.85.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,770.90 and the lowest price at which shares were sold was $1,769.97.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,771.88 and the lowest price at which shares were sold was $1,771.00.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,772.45 and the lowest price at which shares were sold was $1,772.01.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,773.96 and the lowest price at which shares were sold was $1,773.17.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,774.87 and the lowest price at which shares were sold was $1,774.57.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,776.67 and the lowest price at which shares were sold was $1,775.86.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,777.99 and the lowest price at which shares were sold was $1,777.07.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,779.01 and the lowest price at which shares were sold was $1,778.07.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,781.00 and the lowest price at which shares were sold was $1,780.75.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,784.00 and the lowest price at which shares were sold was $1,783.04.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 16 shares on each of May 15, 2018 and August 15, 2018; 17 shares on each of November 15, 2018 and February 15, 2019; 61 shares on each of May 15, 2019, August 15, 2019, and November 15, 2019; 62 shares on February 15, 2020; 292 shares on each of May 15, 2020 and August 15, 2020; 293 shares on each of November 15, 2020 and February 15, 2021; and 222 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
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