Filing Details
- Accession Number:
- 0001493152-19-013096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 17:37:39
- Reporting Period:
- 2019-08-16
- Accepted Time:
- 2019-08-19 17:37:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378140 | Ocean Power Technologies Inc. | OCN | Electric Services (4911) | 222535818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710919 | Kevin Stein | 1661 Worthington Road, Suite 100 West Palm Beach FL 33409 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-16 | 30,000 | $1.53 | 30,000 | No | 4 | P | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 74,278 | Direct |
Footnotes
- These securities are held by the Kevin Stein Rev Living Trust U/A 4/30/19 of which Kevin and Robin Stein are the trustees.
- Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.
Billionaire Hedge Funds
