Filing Details

Accession Number:
0001209191-19-046624
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-19 17:05:10
Reporting Period:
2019-07-02
Accepted Time:
2019-08-19 17:05:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327688 Ooma Inc OOMA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234045 B Eric Stang C/O Ooma, Inc.
525 Almanor Ave., Suite 200
Sunnyvale CA 94085
Ceo And Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-07-02 121,760 $0.00 0 No 5 G Indirect By the Stang Family 2014 Grantor Retained Annuity Trust
Common Stock Disposition 2019-08-15 4,267 $12.00 894,266 No 4 S Indirect By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By the Stang Family 2014 Grantor Retained Annuity Trust
No 4 S Indirect By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 362,500 Direct
Footnotes
  1. This transaction involved the gift of shares by the reporting person to various trusts for his children from the Stang Family 2014 Grantor Retained Annuity Trust (the "GRAT"). The reporting person is not the trustee of any of his children's trusts. The reporting person disclaims beneficial ownership of the shares held in his children's trusts and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares.
  2. Following the transfer described in footnote 1 above, there are no shares remaining in the GRAT, of which the reporting person was the trustee.
  3. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  4. The range of prices for the shares of Common Stock is from $12.00 to $12.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  5. Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.