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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31235	Eastman Kodak Co	KODK	Photographic Equipment & Supplies (3861)	160417150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1706935	D. Jeffrey Engelberg	C/O Eastman Kodak Company 343 State Street Rochester NY 14650		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.01	Acquisiton	2019-08-15	21,612	$2.11	85,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $.01	960,000	Indirect	See footnote

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.01	Restricted Stock Units	$0.00			52,817	52,817	Direct
Common Stock, Par Value $.01	Series A Covertible Preferred Stock	$17.40			574,710	100,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	52,817	52,817	Direct
	574,710	100,000	Indirect

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.049 to $2.16, inclusive. Mr. Engelberg undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
These restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2020, subject to continuous service as a member of the board of directors.
The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.