Filing Details
- Accession Number:
- 0001445305-19-000125
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 15:14:15
- Reporting Period:
- 2019-08-14
- Accepted Time:
- 2019-08-19 15:14:15
- Original Submission Date:
- 2019-08-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623840 | M. Troy Calkins | 2900 University Boulevard Ames IA 50010 | Evp, Clo & Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-08-14 | 63,820 | $15.86 | 368,066 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-16 | 100,000 | $56.25 | 268,066 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 63,820 | $56.25 | 63,820 | $15.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,080 | 2015-02-25 | 2024-02-24 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.83 | 2015-08-12 | 2024-08-11 | 39,600 | 39,600 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2015-03-27 | 2024-03-26 | 9,900 | 9,900 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $12.40 | 2018-02-01 | 2027-01-31 | 37,407 | 37,407 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $14.74 | 2017-02-01 | 2026-01-31 | 31,469 | 31,469 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-08-11 | 39,600 | 39,600 | Direct |
| 2024-03-26 | 9,900 | 9,900 | Direct |
| 2027-01-31 | 37,407 | 37,407 | Direct |
| 2026-01-31 | 31,469 | 31,469 | Direct |
Footnotes
- Granted pursuant to 2009 Unit Incentive Plan.
- Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
- Grant of stock option pursuant to the 2014 Equity Incentive Plan.
- Vests in three equal annual installments commencing on the first anniversary of the grant date.
Billionaire Hedge Funds
