Filing Details
- Accession Number:
- 0001567619-19-017216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-16 19:00:22
- Reporting Period:
- 2019-08-14
- Accepted Time:
- 2019-08-16 19:00:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1689923 | Alteryx Inc. | AYX | Services-Prepackaged Software (7372) | 900673106 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699950 | Dean Stoecker | C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612 | Chairman Of The Board & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-08-14 | 76,289 | $0.00 | 76,289 | No | 4 | C | Indirect | By Truman, LLC |
| Class A Common Stock | Disposition | 2019-08-15 | 28,224 | $130.11 | 48,065 | No | 4 | S | Indirect | By Truman, LLC |
| Class A Common Stock | Disposition | 2019-08-15 | 42,465 | $131.03 | 5,600 | No | 4 | S | Indirect | By Truman, LLC |
| Class A Common Stock | Disposition | 2019-08-15 | 5,600 | $131.83 | 0 | No | 4 | S | Indirect | By Truman, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Truman, LLC |
| No | 4 | S | Indirect | By Truman, LLC |
| No | 4 | S | Indirect | By Truman, LLC |
| No | 4 | S | Indirect | By Truman, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-12 | 5,401,155 | $0.00 | 5,401,155 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-08-12 | 5,401,155 | $0.00 | 5,401,155 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-12 | 76,289 | $0.00 | 76,289 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-08-12 | 76,289 | $0.00 | 76,289 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-12 | 1,097,449 | $0.00 | 1,097,449 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-08-12 | 1,097,449 | $0.00 | 1,097,449 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-12 | 76,289 | $0.00 | 76,289 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-08-12 | 76,289 | $0.00 | 76,289 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-12 | 1,097,449 | $0.00 | 1,097,449 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-08-12 | 1,097,449 | $0.00 | 1,097,449 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-12 | 76,289 | $0.00 | 76,289 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-08-12 | 76,289 | $0.00 | 76,289 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-08-14 | 76,289 | $0.00 | 76,289 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,423,765 | No | 4 | J | Indirect | ||
| 5,401,155 | No | 4 | J | Indirect | ||
| 2,347,476 | No | 4 | J | Indirect | ||
| 76,289 | No | 4 | J | Indirect | ||
| 1,250,027 | No | 4 | J | Indirect | ||
| 1,097,449 | No | 4 | J | Indirect | ||
| 1,173,738 | No | 4 | J | Indirect | ||
| 76,289 | No | 4 | J | Indirect | ||
| 76,289 | No | 4 | J | Indirect | ||
| 1,097,449 | No | 4 | J | Indirect | ||
| 0 | No | 4 | J | Indirect | ||
| 76,289 | No | 4 | J | Indirect | ||
| 0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 98,229 | Direct |
Footnotes
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
- The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.52 to $130.515 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.52 to $131.51 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.52 to $132.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
- Represents a distribution of shares. The reporting person remains the beneficial owner and exercises voting and dispositive power over these shares and retains a pecuniary interest in these shares.
- The Reporting Person serves as the general partner of DBRA, Limited Partnership ("DBRA"), and pursuant to the provisions of the partnership agreement of DBRA, has voting and dispositive authority with respect to the shares owned by DBRA.
- The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
- Represents a distribution of shares. The Reporting Person retains voting and dispositive power over these shares.
Billionaire Hedge Funds
