Filing Details
- Accession Number:
- 0001104659-19-046401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-16 17:02:13
- Reporting Period:
- 2019-08-14
- Accepted Time:
- 2019-08-16 17:02:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Energy Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1681380 | Lee Jason Bonfigt | 3240 S. Central Avenue Cicero IL 60804 | Vp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-14 | 700 | $1.60 | 68,024 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-08-15 | 500 | $1.67 | 68,524 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-08-16 | 800 | $1.68 | 69,324 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,826 | Indirect | By 401(k) Plan |
Footnotes
- Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22.