Filing Details
- Accession Number:
- 0001445305-19-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-16 16:16:57
- Reporting Period:
- 2019-08-14
- Accepted Time:
- 2019-08-16 16:16:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701596 | Mithun Banarjee | 2900 University Boulevard Ames IA 50010 | Evp And Chief Customer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-08-14 | 11,880 | $15.86 | 150,149 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-14 | 1,149 | $15.86 | 151,298 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-14 | 13,860 | $15.83 | 165,158 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-14 | 1,000 | $14.07 | 166,158 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-14 | 35,000 | $16.66 | 201,158 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-14 | 7,111 | $14.28 | 208,269 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-16 | 70,000 | $56.25 | 138,269 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 11,880 | $56.25 | 11,880 | $15.86 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 1,149 | $56.25 | 1,149 | $15.86 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 13,860 | $56.25 | 13,860 | $15.83 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 1,000 | $56.25 | 1,000 | $14.07 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 35,000 | $56.25 | 35,000 | $16.66 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 7,111 | $56.25 | 7,111 | $14.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-14 | 2024-01-13 | No | 4 | M | Direct |
| 0 | 2014-01-14 | 2024-01-13 | No | 4 | M | Direct |
| 0 | 2015-11-01 | 2024-11-05 | No | 4 | M | Direct |
| 0 | 2016-04-01 | 2025-03-31 | No | 4 | M | Direct |
| 5,000 | 2017-01-04 | 2026-01-03 | No | 4 | M | Direct |
| 8,789 | 2017-07-01 | 2026-07-31 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $13.55 | 2018-01-03 | 2027-01-02 | 11,000 | 11,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-01-02 | 11,000 | 11,000 | Direct |
Footnotes
- Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
- Fully vested on upon the grant date.
Billionaire Hedge Funds
