Home > Insider Trading > Filing (0000064040-19-000174)

Filing Details

Accession Number:: 0000064040-19-000174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-16 14:43:14
Reporting Period:: 2019-08-14

Accepted Time:: 2019-08-16 14:43:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
64040	S&P Global Inc.	SPGI	Services-Consumer Credit Reporting, Collection Agencies (7320)	131026995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606963	Jr Alexander Matturri	55 Water Street New York NY 10041	Ceo, S&P Dow Jones Indices	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-14	1,007	$24.23	16,368	No	4	M	Direct
Common Stock	Disposition	2019-08-14	1,007	$254.46	15,361	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options (Right to Buy)	Disposition	2019-08-14	1,007	$0.00	1,007	$24.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-10-01	2019-09-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,359	Indirect	By 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			789	789	Direct
Common Stock	Options (Right to Buy)	$33.98	2011-04-01	2020-03-31	5,104	5,104	Direct
Common Stock	Options (Right to Buy)	$37.41	2012-04-01	2021-03-31	5,560	5,560	Direct
Common Stock	Restricted Stock Units	$0.00	2017-12-31	2019-12-31	316	316	Direct
Common Stock	Restricted Stock Units	$0.00			495	495	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	789	789	Direct
2020-03-31	5,104	5,104	Direct
2021-03-31	5,560	5,560	Direct
2019-12-31	316	316	Direct
	495	495	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.
The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund, based on a plan statement dated as of July 31, 2019, divided by the closing price of S&P Global common stock on that date. Units in the SPGI Stock Fund are held indirectly as common stock equivalents and were previously included as part of the reporting person's direct holdings.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.