Filing Details
- Accession Number:
- 0001437749-19-016993
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-08-16 13:05:36
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-16 13:05:36
- Original Submission Date:
- 2019-08-15
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216591 | J Edward Smith | C/O Smtc Corporation 7050 Woodbine Avenue Markham A6 L3R4G8 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-13 | 25,000 | $0.00 | 328,905 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-08-13 | 10,000 | $3.37 | 338,905 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2019-08-13 | 6,763 | $3.49 | 332,142 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-08-14 | 10,000 | $3.37 | 342,142 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Footnotes
- The original Form 4, filed on August 15, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, whereby the incorrect classification of "D" was utilized for the two purchase transactions that occurred on August 13, 2019 and August 14, 2019. This has been corrected to reflect the proper classification of "A" for both purchases in this amended Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.43. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Withheld shares to pay taxes applicable to the issuance of shares upon the vesting of Restricted Stock Units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.48. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Billionaire Hedge Funds
