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Home > Insider Trading > Filing (0001179110-19-009568)

Filing Details

Accession Number:: 0001179110-19-009568
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-16 11:11:20
Reporting Period:: 2019-08-08

Accepted Time:: 2019-08-16 11:11:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
788611	Sigma Labs Inc.	SGLB	Miscellaneous Manufacturing Industries (3990)	820404220

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1573354	I. Carl Schwartz	3750 Las Vegas Blvd. South Apt. 4303 Las Vegas NV 89158	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-08	437,567	$0.69	1,937,567	No	4	P	Direct
Common Stock	Acquisiton	2019-08-09	62,433	$0.75	2,000,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,500,000	Direct
Common Stock	400,000	Indirect	By Carl I. Schwartz Revocable Family Trust dtd 3/14/19

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants to Purchase Common Stock	$1.56	2019-11-08	2024-11-08	200,000	200,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-11-08	200,000	200,000	Indirect

Footnotes

Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.