Filing Details
- Accession Number:
- 0001104659-19-046228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 20:26:42
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-15 20:26:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1330436 | Liquidia Technologies Inc | LQDA | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1747046 | Timothy Albury | 419 Davis Drive, Suite 100 Morrisville NC 27560 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-13 | 1,361 | $4.71 | 38,272 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-13 | 920 | $7.06 | 37,352 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-14 | 640 | $4.71 | 37,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-14 | 466 | $6.50 | 37,526 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2019-08-13 | 1,361 | $0.00 | 1,361 | $4.71 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2019-08-14 | 640 | $0.00 | 640 | $4.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,250 | 2015-08-01 | 2025-06-30 | No | 4 | M | Direct |
| 17,610 | 2015-08-01 | 2025-06-30 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.
- Such option vested in 36 equal monthly installments on the first day of each month after July 1, 2015.
Billionaire Hedge Funds
