Filing Details
- Accession Number:
- 0001179110-19-009544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 17:27:41
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-15 17:27:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366527 | Carbon Black Inc. | CBLK | Services-Prepackaged Software (7372) | 550810166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1728084 | Neergaard Thomas Hansen | C/O Carbon Black, Inc. 1100 Winter Street Waltham MA 02451 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-13 | 80,427 | $5.92 | 179,591 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-08-13 | 80,427 | $23.00 | 99,164 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-13 | 80,427 | $0.00 | 80,427 | $5.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
619,573 | 2027-08-02 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2018.
- The stock option vests 25% on July 17, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on July 17, 2021.