Filing Details

Accession Number:
0001437749-19-016940
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-15 16:44:21
Reporting Period:
2019-08-13
Accepted Time:
2019-08-15 16:44:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108320 Smtc Corp SMTX Printed Circuit Boards (3672) 980197680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216591 J Edward Smith C/O Smtc Corporation
7050 Woodbine Avenue
Markham A6 L3R4G8
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-13 25,000 $0.00 328,905 No 4 A Direct
Common Stock Disposition 2019-08-13 10,000 $3.37 338,905 No 4 P Direct
Common Stock Disposition 2019-08-13 6,763 $3.49 332,142 No 4 F Direct
Common Stock Disposition 2019-08-14 10,000 $3.37 342,142 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 F Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.43. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. Withheld shares to pay taxes applicable to the issuance of shares upon the vesting of Restricted Stock Units.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.48. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.