Filing Details
- Accession Number:
- 0001437749-19-016940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 16:44:21
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-15 16:44:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216591 | J Edward Smith | C/O Smtc Corporation 7050 Woodbine Avenue Markham A6 L3R4G8 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-13 | 25,000 | $0.00 | 328,905 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-08-13 | 10,000 | $3.37 | 338,905 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2019-08-13 | 6,763 | $3.49 | 332,142 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-14 | 10,000 | $3.37 | 342,142 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.43. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Withheld shares to pay taxes applicable to the issuance of shares upon the vesting of Restricted Stock Units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.48. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Billionaire Hedge Funds
