Filing Details
- Accession Number:
- 0001465740-19-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 16:40:02
- Reporting Period:
- 2019-08-14
- Accepted Time:
- 2019-08-15 16:40:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1474897 | Thomas Siering | Two Harbors Investment Corp. 575 Lexington Avenue, Suite 2930 New York NY 10022 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2019-08-14 | 5,000 | $13.11 | 745,706 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 121,212 | Indirect | Thomas E. Siering 2019 Grantor Retained Annuity Trust |
Common Stock, Par Value $0.01 Per Share | 121,212 | Indirect | Thomas E. Siering 2019 Grantor Retained Annuity Trust II |
Common Stock, Par Value $0.01 Per Share | 121,212 | Indirect | Thomas E. Siering 2019 Grantor Retained Annuity Trust III |
Footnotes
- Excludes a total of 363,636 shares indirectly owned by the reporting person through the Thomas E Siering 2019 Grantor Retained Annuity Trust, the Thomas E Siering 2019 Grantor Retained Annuity Trust II and the Thomas E Siering 2019 Grantor Retained Annuity Trust III. The reporting person is the sole trustee and annuitant of each trust. These shares were previously reported by the reporting person as directly owned prior to their contribution to the trusts.