Filing Details
- Accession Number:
- 0001562762-19-000220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 16:33:07
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-15 16:33:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1692427 | Ncs Multistage Holdings Inc. | NCSM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207002 | Franklin Myers | C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 77070 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-13 | 12,500 | $2.40 | 138,791 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-08-14 | 15,000 | $1.99 | 153,791 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-08-15 | 15,000 | $1.84 | 168,791 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
- Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.04.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.79 to $1.85.
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