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Filing Details

Accession Number:: 0000891839-19-000147
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-15 16:29:11
Reporting Period:: 2019-08-13

Accepted Time:: 2019-08-15 16:29:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31235	Eastman Kodak Co	KODK	Photographic Equipment & Supplies (3861)	160417150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1197594	V James Continenza	C/O Eastman Kodak Company 343 State Street Rochester NY 14650	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $.01	Acquisiton	2019-08-13	20,000	$2.12	20,000	No	4	P	Direct
Common Stock, Par Value $.01	Acquisiton	2019-08-14	10,000	$2.00	30,000	No	4	P	Direct
Common Stock, Par Value $.01	Acquisiton	2019-08-15	70,000	$2.04	100,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		88,029	88,029	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$3.03	2026-02-19	1,150,000	1,150,000	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$4.53	2026-02-19	350,000	350,000	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$6.03	2026-02-19	350,000	350,000	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$12.00	2026-02-19	200,000	200,000	Direct
Common Stock, Par Value $.01	Phantom Stock	$0.00		153,560	153,560	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	88,029	88,029	Direct
2026-02-19	1,150,000	1,150,000	Direct
2026-02-19	350,000	350,000	Direct
2026-02-19	350,000	350,000	Direct
2026-02-19	200,000	200,000	Direct
	153,560	153,560	Direct

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.09 to $2.14, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.01, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.99 to $2.08, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These restricted stock units convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest on January 8, 2020, subject to continuous service as a member of the board of directors.
This option was granted pursuant to Mr. Continenza's employment agreement, effective as of February 20, 2019, under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests immediately with respect to one-half of the grant, with the remainder vesting in four equal installments on each of May 20, 2019, August 20, 2019, November 20, 2019 and February 20, 2020.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.